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Michael Russo

Natwest Markets Securities Inc.

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About Michael Russo

Michael Russo has been in the securities industry since January 8, 2013. Michael Russo is currently registered with Natwest Markets Securities Inc. in Stamford, Connecticut. Michael Russo has passed the Securities Industry Essentials Examination (SIE) and the Operations Professional Examination (Series 99).

Firm Information

Michael Russo is currently registered with Natwest Markets Securities Inc.. Natwest Markets Securities Inc. is a corporation formed on November 7, 1985, and is currently approved. It is registered with the SEC and in all 50 states.

Not reported

Assets Under Management

Not reported

Total Clients

113

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Russo’s Registration & Firm History

CT

01/09/2013 - Present

Natwest Markets Securities Inc. (STAMFORD CT)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/08/2013

Series 99 - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael Russo.
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