Invested Better
Unclaimed

Unclaimed

Unclaimed

Michael Russell Epperson

Guggenheim Funds Distributors, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Michael? Claim Your Profile

About Michael Russell Epperson

Michael Russell Epperson is a registered representative at Guggenheim Funds Distributors, LLC. Michael has been in the securities industry since September 6, 2000. Michael is currently registered with Guggenheim Funds Distributors, LLC and has been registered with them since March 3, 2014. Prior to joining Guggenheim Funds Distributors, LLC, Michael worked at GUGGENHEIM DISTRIBUTORS, LLC, where he was registered from September 7, 2000 to March 3, 2014. Michael holds the Series 7 and SIE licenses. Michael is based in Rockville, MD.

Firm Information

Michael Epperson is currently registered with Guggenheim Funds Distributors, LLC. Guggenheim Funds Distributors, LLC, is a Limited Liability Company formed on November 9, 1995 and headquartered in Chicago, IL. They are registered with the SEC and in all 50 states, as well as Puerto Rico and the Virgin Islands. Their primary client type is Investment Companies, with $5,881,943,581 in assets under management. Guggenheim Funds Distributors, LLC offers portfolio management services for investment companies. Their website is HTTP://WWW.GUGGENHEIMINVESTMENTS.COM.
Guggenheim Funds Distributors, LLC

227 WEST MONROE STREET

CHICAGO, IL 60606

$5.88B

Assets Under Management

Not reported

Total Clients

34

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

portfolio management for investment companies

Strategic management for diversified investment portfolios.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

percentage of assets

A percentage of the total value of assets under management is charged.

check

other

Index licensing fee

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Michael Epperson’s Registration & Firm History

MD

03/03/2014 - Present

Guggenheim Funds Distributors, LLC (ROCKVILLE MD)

MD

09/07/2000 - 03/03/2014

GUGGENHEIM DISTRIBUTORS, LLC (ROCKVILLE MD)

Not sure if Michael Russell Epperson is right for you?

Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/06/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael Russell Epperson.
Not sure if Michael Russell Epperson is right for you?