Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Rotando is a financial professional with over 6 years of experience in the financial services industry. Michael currently works as a registered representative for TP Icap Global Markets Americas LLC. Previous roles have included positions at MAREX CAPITAL MARKETS INC., COWEN AND COMPANY, COWEN PRIME SERVICES LLC, AVATAR CAPITAL GROUP LLC, EDWARD JONES, and AXA ADVISORS, LLC. Michael holds the Series 7 and Series 63 securities licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
06/06/2024 - Present
TP Icap Global Markets Americas LLC (New York NY)
NY
12/06/2023 - 05/02/2024
MAREX CAPITAL MARKETS INC. (NEW YORK NY)
NY
08/10/2021 - 12/12/2023
COWEN AND COMPANY (NEW YORK NY)
NY
06/12/2020 - 02/10/2022
COWEN PRIME SERVICES LLC (NEW YORK NY)
NJ
10/08/2019 - 06/18/2020
AVATAR CAPITAL GROUP LLC (JERSEY CITY NJ)
MO
09/18/2017 - 10/12/2017
EDWARD JONES (ST. LOUIS MO)
NJ
11/15/2016 - 01/03/2017
AXA ADVISORS, LLC (WALL NJ)
BC
Issued 10/12/2017
SIE - Securities Industry Essentials Examination
BC
Issued 11/15/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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