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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Clark is a financial advisor at UBS Financial Services Inc. located in CORAL GABLES, FL. Michael has been in the financial industry since 1981 and has extensive experience in providing investment advice and portfolio management services to a diverse range of clients. Michael has been registered with UBS Financial Services Inc. since 2010. Before joining UBS Financial Services Inc. in 2010, Michael worked with UBS International Inc. in CORAL GABLES, FL and UBS PAINEWEBBER INC. in WEEHAWKEN, NJ. Michael holds multiple licenses and registrations, including the Series 7, Series 15, Series 63, and Series 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
FL
01/01/2010 - Present
UBS Financial Services Inc. (CORAL GABLES FL)
FL
06/03/2002 - 01/01/2010
UBS INTERNATIONAL INC. (CORAL GABLES FL)
NJ
11/18/1987 - 06/03/2002
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NA
10/26/1987 - 11/17/1987
PAINEWEBBER INCORPORATED
NA
04/13/1981 - 11/03/1987
PRUDENTIAL-BACHE SECURITIES INC.
IA
Issued 06/02/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/05/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/07/1983
Series 15 - Foreign Currency Options Examination
BC
Issued 04/11/1981
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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