Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Ross Natzic is a financial advisor with over 25 years of experience. Michael is currently registered with Hilltop Securities Inc., and has been with the firm since December 2021. Michael is also registered in 51 states and 9 jurisdictions as an Investment Advisor Representative (IAR).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
12b-1 fees
1
2
CA
06/22/2023 - Present
Hilltop Securities Inc. (Sherman Oaks CA)
CA
11/25/2013 - 12/01/2021
D.A. DAVIDSON & CO. (BIG BEAR LAKE CA)
CA
11/04/2013 - 11/25/2013
CROWELL WEEDON & CO. (BIG BEAR LAKE CA)
CA
07/01/2011 - 11/04/2013
CROWELL, WEEDON & CO. (BIG BEAR LAKE CA)
CA
11/30/2006 - 06/30/2011
STONE & YOUNGBERG LLC (BIG BEAR LAKE CA)
CA
06/18/2002 - 12/06/2006
THE SEIDLER COMPANIES INCORPORATED (BIG BEAR LAKE CA)
NY
03/09/2002 - 07/02/2002
RBC DAIN RAUSCHER INC. (NEW YORK NY)
CA
06/17/1997 - 03/09/2002
SUTRO & CO. INCORPORATED (SAN FRANCISCO CA)
BOTH
Issued 03/25/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/20/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/20/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/13/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/04/2011
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 06/16/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Michael Natzic is the right advisor for you? Invested Better is here to help.
