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Michael Ross Johnston

THE Baker Group, LP

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About Michael Ross Johnston

Michael Johnston is a licensed securities professional with over 13 years of experience in the financial industry. Michael is currently registered with The Baker Group, LP, an investment firm that specializes in providing investment strategies for financial institutions and other institutional investors. Michael is also licensed to provide financial advice in Colorado, Illinois, Iowa and Oklahoma. Michael holds Series 63, SIE and Series 7 licenses.

Firm Information

Michael Johnston is currently registered with THE Baker Group, LP. THE Baker Group, LP is a Partnership firm that was formed on May 20, 1992. The firm provides investment strategies for financial institutions and other institutional investors. It is registered with the SEC and in 25 states. The firm has 8 registered representatives and 5 investment adviser representatives.

Not reported

Assets Under Management

2

Total Clients

64

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment strategies for financial institutions and other institutional investors

Investment strategies for financial institutions and other institutional investors

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Negotiable fees based on % of investable assets per client

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Michael Johnston’s Registration & Firm History

OK

01/20/2010 - Present

THE Baker Group, LP (OKLAHOMA CITY OK)

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Licenses & Designations

BC

Issued 01/27/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/19/2010

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael Ross Johnston.
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