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Michael Ross Durbin

Cetera Advisors LLC

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About Michael Ross Durbin

Michael Ross Durbin is a financial advisor who has been in the industry since January 1, 1996. Michael is currently registered with Cetera Advisors LLC, Cetera Financial Specialists LLC, Cetera Advisor Networks LLC and Cetera Investment Services LLC. Michael has been registered in Massachusetts and California as a broker. Michael is a Series 7, Series 66, Series 4 and Series 24 licensed professional. Michael holds the SIE designation. Previous firms Michael worked at include Fidelity Distributors Company LLC, National Financial Services LLC and Fidelity Brokerage Services LLC.

Firm Information

Michael Durbin is currently registered with Cetera Advisors LLC. Cetera Advisors LLC is a Limited Liability Company formed on August 31, 2012. It is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has 14 Regulatory Event disclosures, 1 Civil Event disclosure, and 7 Arbitration disclosures on file.

Not reported

Assets Under Management

Not reported

Total Clients

467

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Durbin’s Registration & Firm History

CA

05/18/2023 - Present

Cetera Advisors LLC (SAN DIEGO CA)

MA

05/06/2020 - 04/18/2023

FIDELITY DISTRIBUTORS COMPANY LLC (BOSTON MA)

MA

01/05/2017 - 04/18/2023

NATIONAL FINANCIAL SERVICES LLC (BOSTON MA)

MA

01/05/2017 - 04/04/2023

FIDELITY BROKERAGE SERVICES LLC (BOSTON MA)

MA

06/08/2010 - 05/21/2015

NATIONAL FINANCIAL SERVICES LLC (BOSTON MA)

MA

03/24/2009 - 05/20/2015

FIDELITY BROKERAGE SERVICES LLC (BOSTON MA)

MA

09/21/2009 - 02/11/2010

NATIONAL FINANCIAL SERVICES LLC (BOSTON MA)

NY

09/02/2005 - 03/13/2009

MORGAN STANLEY & CO. INCORPORATED (NEW YORK NY)

NY

10/13/2005 - 04/02/2007

MORGAN STANLEY DW INC. (PURCHASE NY)

NY

01/20/2005 - 09/30/2005

MORGAN STANLEY DW INC. (PURCHASE NY)

NY

06/20/2000 - 02/03/2005

MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)

NY

02/02/1994 - 04/14/2000

DEAN WITTER REYNOLDS INC. (PURCHASE NY)

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Licenses & Designations

BOTH

Issued 02/02/2007

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/08/2007

Series 4 - Registered Options Principal Examination

BC

Issued 04/13/2007

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/01/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael Ross Durbin.
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