Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Rosenberg is a financial advisor with over 23 years of experience in the financial services industry. Michael is currently registered with Wells Fargo Advisors Financial Network, LLC. Michael has previously worked at Wells Fargo Clearing Services, LLC, Morgan Stanley Smith Barney, Morgan Stanley & Co. Incorporated, Morgan Stanley DW Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Michael is a Series 7, 31, and 66 licensed financial advisor and holds a SIE certification. Michael is registered with the Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA). Michael is committed to providing his clients with personalized financial advice and guidance. He specializes in investment consulting services to institutional clients, financial planning, pension consulting, and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
07/15/2024 - Present
Wells Fargo Advisors Financial Network, LLC (MELVILLE NY)
NY
12/02/2011 - 07/15/2024
WELLS FARGO CLEARING SERVICES, LLC (WOODBURY NY)
NY
06/01/2009 - 12/12/2011
MORGAN STANLEY SMITH BARNEY (JERICHO NY)
NY
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (JERICHO NY)
NY
09/09/2005 - 04/02/2007
MORGAN STANLEY DW INC. (JERICHO NY)
NY
05/01/2000 - 09/14/2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 06/01/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/30/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 04/28/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Michael Rosenberg is the right advisor for you? Invested Better is here to help.
