Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Rose is a financial advisor at Edward Jones. Michael has been in the financial services industry since 2001. He currently serves clients in Colorado and Texas. Michael holds a Series 7, Series 63, Series 3, and Series 65 license as well as the SIE exam. He also holds the Certified Financial Planner designation. Prior to joining Edward Jones, Michael was a financial advisor at Hilltop Securities Inc., Morgan Stanley, Citigroup Global Markets Inc., Chase Investment Services Corp., Banc One Securities Corporation, MML Investors Services, Inc., Charles Schwab & Co., Inc., and Paine Webber Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CO
01/02/2020 - Present
Edward Jones (LONGMONT CO)
OK
07/19/2018 - 12/20/2019
HILLTOP SECURITIES INC. (OKLAHOMA CITY OK)
OK
06/01/2009 - 04/04/2017
MORGAN STANLEY (OKLAHOMA CITY OK)
OK
07/02/2007 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (OKLAHOMA CITY OK)
IL
07/06/2005 - 01/26/2006
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
IL
06/22/2004 - 07/06/2005
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
MA
07/18/2003 - 06/01/2004
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
TX
06/14/2000 - 07/16/2003
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
NJ
09/15/1998 - 05/10/2000
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
IA
Issued 09/28/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/21/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/09/2009
Series 3 - National Commodity Futures Examination
BC
Issued 09/11/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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