Unclaimed
Michael Rosario Testa is an active investment advisor representative. Michael Testa has been in the industry since December 25, 2004. Michael is currently registered with Eagle Strategies LLC and has been with this firm since March 2015. Michael is also registered with the following states: Alabama, Arizona, California, Connecticut, Delaware, Florida, Georgia, Indiana, Maine, Maryland, Massachusetts, New Hampshire, New Jersey, New York, North Carolina, Ohio, Pennsylvania, South Carolina, Tennessee, Texas, Vermont and Virginia. Michael has a Series 66, Series 31, and Series 7 license. Michael has previously been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated, BANC OF AMERICA INVESTMENT SERVICES, INC. and Morgan Stanley DW Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
03/13/2024 - Present
Eagle Strategies LLC (SARATOGA SPRINGS NY)
NY
10/23/2009 - 03/03/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LATHAM NY)
NY
08/11/2006 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (LATHAM NY)
NY
10/07/2004 - 06/07/2006
MORGAN STANLEY DW INC. (ALBANY NY)
BOTH
Issued 12/20/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/19/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 10/5/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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