Unclaimed
Michael Ronald Makuta is a financial advisor with Allspring Funds Distributor, LLC. Michael holds the Series 7, Series 63, and SIE licenses and is registered with the Financial Industry Regulatory Authority (FINRA). Michael is registered to provide investment advice in 53 states and jurisdictions, including Alabama, Alaska, Arizona, and Arkansas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
11/21/2022 - Present
Allspring Funds Distributor, LLC (CHARLOTTE NC)
BC
Issued 12/22/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/21/2022
Series 7TO - General Securities Representative Examination
BC
Issued 12/30/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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