Unclaimed
Michael Ronald Brown is a registered Investment Advisor Representative with Financial Advocates Investment Management. Michael has been in the financial services industry for over 25 years. Michael has a wide range of experience in providing financial advice to individuals and families, businesses, and retirement plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
WA
07/20/2020 - Present
Financial Advocates Investment Management (Kirkland WA)
WA
04/24/2020 - 06/03/2020
KESTRA INVESTMENT SERVICES, LLC (Bellevue WA)
WA
11/30/2010 - 10/03/2018
LPL FINANCIAL LLC (BELLEVUE WA)
WA
07/19/2006 - 11/30/2010
NRP FINANCIAL, INC. (SEATTLE WA)
WA
04/27/2001 - 07/13/2006
CITIGROUP GLOBAL MARKETS INC. (BELLEVUE WA)
NY
02/21/1996 - 04/30/2001
MORGAN STANLEY DW INC. (PURCHASE NY)
IA
Issued 03/02/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/02/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/04/1996
Series 31 - Futures Managed Funds Examination
BC
Issued 02/20/1996
Series 7 - General Securities Representative Examination
Active
Inactive
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