Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Romanov is a Registered Representative at Tiaa-Cref Individual & Institutional Services, LLC and has been in the industry since March 19, 2013. Michael is registered with the state of New York for investment advisory services. Michael has 1 approved state securities license, 4 approved FINRA licenses, and 1 approved state investment advisory license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
NY
03/07/2022 - Present
Tiaa-Cref Individual & Institutional Services, LLC (NEW YORK NY)
NY
03/24/2015 - 10/27/2015
MORGAN STANLEY (NEW YORK NY)
NY
11/30/2006 - 03/24/2015
UBS FINANCIAL SERVICES INC. (NEW YORK NY)
BOTH
Issued 03/05/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/15/2022
Series 7TO - General Securities Representative Examination
BC
Issued 12/28/2021
SIE - Securities Industry Essentials Examination
BC
Issued 02/03/2007
Series 31 - Futures Managed Funds Examination
BC
Issued 11/29/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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