Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Romano is a financial advisor with over 20 years of experience in the industry. Michael is currently registered with Commonwealth Financial Network, a firm based in Waltham, MA. Prior to joining Commonwealth Financial Network, Michael was with Signator Investors, Inc. in Boston, MA and A. G. Edwards & Sons, Inc. in St. Louis, MO. Michael specializes in providing financial planning, pension consulting, educational seminars, portfolio management, and selection of other advisers to a variety of clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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MA
11/05/2008 - Present
Commonwealth Financial Network (WALTHAM MA)
MA
04/27/2004 - 11/07/2008
SIGNATOR INVESTORS, INC. (BOSTON MA)
MO
10/12/2001 - 04/16/2004
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
MO
03/13/2001 - 10/19/2001
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
NY
08/14/1999 - 10/25/2000
GRUNTAL & CO., L.L.C. (NEW YORK NY)
BC
Issued 09/07/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/05/2017
Series 53 - Municipal Securities Principal Examination
BC
Issued 11/24/2014
Series 4 - Registered Options Principal Examination
BC
Issued 11/04/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/12/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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