Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Rolf Siek is an active broker and an Investment Advisor Representative for Dominari Securities LLC, a firm based in New York. Michael has been in the securities industry since August 12, 1990. Previously, Michael worked at AEGIS CAPITAL CORP. in New York. Michael has a wide range of experience in the securities industry, having held positions at several firms, including Spencer Trask Ventures, Inc., Laidlaw Equities, Inc., T.R. Winston & Company, Inc., and Lehman Brothers Inc. Michael has passed the Series 63, Series 24, SIE, and Series 7 exams, and is licensed in 48 states. Michael specializes in financial planning, selection of other advisors, and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NY
03/04/2024 - Present
Dominari Securities LLC (NEW YORK NY)
NY
12/08/2014 - 04/03/2024
AEGIS CAPITAL CORP. (NEW YORK NY)
NY
04/29/1997 - 02/02/2015
SPENCER TRASK VENTURES, INC. (NEW YORK NY)
NY
04/25/1996 - 04/22/1997
LAIDLAW EQUITIES, INC. (NEW YORK NY)
NJ
01/06/1993 - 05/09/1996
T.R. WINSTON & COMPANY, INC. (BEDMINSTER NJ)
NY
07/26/1990 - 12/24/1992
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 08/03/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/05/2013
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/23/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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