Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Roland Cole is a financial advisor with over 20 years of experience in the industry. Michael is currently registered with Invesco Distributors, Inc. and holds the Series 7, 63, 86, and 87 securities licenses as well as the SIE exam. Michael has a strong track record of success in the financial services industry, having previously worked at BANC OF AMERICA SECURITIES LLC. Michael specializes in helping clients achieve their financial goals through a personalized approach.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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TX
11/07/2006 - Present
Invesco Distributors, Inc. (HOUSTON TX)
NY
10/30/2002 - 10/27/2006
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
BC
Issued 03/03/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/07/2004
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 10/05/2004
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 10/29/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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