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Michael Roizman

PHX Financial, Inc.

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About Michael Roizman

Michael Roizman is a financial professional with over 10 years of experience in the industry. Michael is currently registered with Phx Financial, Inc., a firm with a strong reputation in the financial services industry. Michael has held previous roles at several other firms, including Arive Capital Markets, Network 1 Financial Securities Inc. Michael is licensed to provide investment advice in several states, including California, Connecticut, Florida, Idaho, Iowa, New Mexico, New York, Ohio, Oklahoma, and Texas. Michael's experience and expertise in the financial services industry make him a valuable resource for investors seeking investment advice.

Firm Information

Michael Roizman is currently registered with PHX Financial, Inc.. PHX Financial, Inc. is a Corporation formed in December 2006. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has been involved in 3 regulatory events and 2 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

65

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Roizman’s Registration & Firm History

FL

03/21/2023 - Present

PHX Financial, Inc. (Fort Lauderdale FL)

NY

05/29/2020 - 03/17/2021

ARIVE CAPITAL MARKETS (Bay Ridge NY)

NY

01/31/2020 - 06/25/2020

NETWORK 1 FINANCIAL SECURITIES INC. (GREAT NECK NY)

SD

10/11/2018 - 12/20/2019

WYNSTON HILL CAPITAL, LLC (BRANDON SD)

NY

06/13/2018 - 08/02/2018

WORDEN CAPITAL MANAGEMENT LLC (New York NY)

NY

05/02/2016 - 03/29/2017

SPARTAN CAPITAL SECURITIES, LLC (NEW YORK NY)

NY

11/19/2015 - 04/14/2016

FIRST STANDARD FINANCIAL COMPANY LLC (STATEN ISLAND NY)

NY

05/20/2013 - 09/30/2015

SPARTAN CAPITAL SECURITIES, LLC (NEW YORK NY)

NY

09/22/2008 - 05/20/2013

JOHN THOMAS FINANCIAL (NEW YORK NY)

NY

09/12/2007 - 09/19/2008

EKN FINANCIAL SERVICES INC. (MELVILLE NY)

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Licenses & Designations

BC

Issued 10/18/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/21/2023

Series 7TO - General Securities Representative Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 08/02/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/11/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 3 public disclosures for Michael Roizman. Review regulatory record here.
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