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Michael Rodriguez

PHX Financial, Inc.

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About Michael Rodriguez

Michael Rodriguez is a financial advisor with Phx Financial, Inc. Michael is registered with FINRA and the state of New York. Michael has been in the industry since February 3, 2019. Michael holds the following licenses: Series 63, Series 66, Series 7TO, and SIE. Michael is registered in 18 states.

Firm Information

Michael Rodriguez is currently registered with PHX Financial, Inc.. PHX Financial, Inc. is a Corporation formed in December 2006. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has been involved in 3 regulatory events and 2 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

65

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Rodriguez’s Registration & Firm History

NY

02/04/2019 - Present

PHX Financial, Inc. (Hauppauge NY)

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Licenses & Designations

BOTH

Issued 07/29/2019

Series 66 - Uniform Combined State Law Examination

BC

Issued 03/15/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/04/2019

Series 7TO - General Securities Representative Examination

BC

Issued 01/23/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael Rodriguez.
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