Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Pineda is a financial advisor at Lifemark Securities Corp. based in Denver, CO. Michael has over 20 years of experience in the financial services industry. Michael has passed the Series 63, 66, and SIE exams and is registered as a broker-dealer in the state of Colorado. Michael is also registered as an investment advisor in the state of Colorado. In addition to his role at Lifemark Securities Corp., Michael is also an independent insurance agent. Michael specializes in providing financial planning, portfolio management for individuals, and selection of other advisors. Michael also offers other services including life insurance sales and service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CO
09/19/2017 - Present
Lifemark Securities Corp. (Denver CO)
CO
06/23/2016 - 07/17/2017
PRUCO SECURITIES, LLC. (ENGLEWOOD CO)
CO
08/04/2014 - 06/17/2016
ROYAL ALLIANCE ASSOCIATES, INC. (LAKEWOOD CO)
CO
07/01/2011 - 08/12/2014
METLIFE SECURITIES INC. (GREENWOOD VILLAGE CO)
CO
10/18/2010 - 07/18/2011
VALIC FINANCIAL ADVISORS, INC. (LAKEWOOD CO)
CO
06/16/2008 - 08/17/2010
TRANSAMERICA CAPITAL, INC. (DENVER CO)
WA
06/11/2007 - 09/07/2007
LEADER CAPITAL CORP. (VANCOUVER WA)
CO
11/25/2004 - 12/07/2006
TRANSAMERICA CAPITAL, INC. (DENVER CO)
NY
10/25/2001 - 11/19/2004
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (NEW YORK NY)
MA
02/07/1996 - 05/16/2001
BROWN & COMPANY SECURITIES CORPORATION (BOSTON MA)
FL
03/21/1995 - 11/24/1995
JOSEPH CHARLES & ASSOC., INC. (BOCA RATON FL)
CO
08/10/1994 - 05/18/1995
PARAMOUNT INVESTMENTS INTERNATIONAL, INC. (DENVER CO)
CA
01/12/1994 - 08/05/1994
ROCKEFELLER, ROTHSCHILD, & STEELE (BEVERLY HILLS CA)
CO
06/25/1993 - 01/06/1994
PARAMOUNT INVESTMENTS INTERNATIONAL, INC. (DENVER CO)
NY
04/30/1993 - 06/14/1993
FOSTER JEFFRIES CO., INC. (WESTBURY NY)
BOTH
Issued 03/14/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/21/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/26/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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