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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Roderick McKenzie is a financial advisor with UBS Financial Services Inc. with over 20 years of experience in the industry. Michael McKenzie has been registered with UBS Financial Services Inc. since 2001 and previously worked with RBC CAPITAL MARKETS, LLC. Michael McKenzie's office is located in Los Angeles, CA and serves clients in multiple states across the US.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CA
01/24/2024 - Present
UBS Financial Services Inc. (Los Angeles CA)
CA
01/30/2017 - 05/26/2017
RBC CAPITAL MARKETS, LLC (BEVERLY HILLS CA)
IL
06/14/2001 - 07/29/2016
UBS FINANCIAL SERVICES INC. (NORTHBROOK IL)
BOTH
Issued 03/01/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/20/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/17/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/13/2001
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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