Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Robin Scott is a financial advisor with LPL Financial LLC. Michael has been in the industry since 1999. Michael holds Series 6, 7, 63, and 65 licenses as well as the SIE. Michael has previously worked with INVEST FINANCIAL CORPORATION and ROYAL ALLIANCE ASSOCIATES, INC. Michael is registered in multiple states including Alabama, Colorado, Florida, Georgia, Illinois, Indiana, Iowa, Minnesota, Montana, North Carolina, Pennsylvania, South Carolina, Tennessee, Texas, Virginia, and Wisconsin. Michael provides advisory services for individuals, businesses and pension plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
GA
01/21/2022 - Present
LPL Financial LLC (SUWANEE GA)
GA
01/23/2009 - 02/14/2018
INVEST FINANCIAL CORPORATION (SUWANEE GA)
GA
08/29/2006 - 01/26/2009
ROYAL ALLIANCE ASSOCIATES, INC. (DACULA GA)
NY
05/22/1998 - 07/13/2005
AXA ADVISORS, LLC (NEW YORK NY)
NY
05/22/1998 - 01/05/2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 04/30/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/13/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/20/1999
Series 7 - General Securities Representative Examination
BC
Issued 05/21/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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