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Michael Robert Vincent

Fidelity Brokerage Services LLC

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About Michael Robert Vincent

Michael Robert Vincent is a financial advisor with Fidelity Brokerage Services LLC, located in Boston, Massachusetts. Michael has over 15 years of experience in the financial services industry and holds the Series 6, 7, 26 and 63 licenses. Michael has worked for both NYLIFE DISTRIBUTORS LLC and NYLIFE SECURITIES LLC in the past.

Firm Information

Michael Vincent is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Vincent’s Registration & Firm History

MA

10/01/2019 - Present

Fidelity Brokerage Services LLC (BOSTON MA)

MA

06/15/2004 - 08/21/2014

NYLIFE DISTRIBUTORS LLC (WESTWOOD MA)

MA

02/06/2013 - 01/13/2014

NYLIFE SECURITIES LLC (WESTWOOD MA)

NY

01/01/2002 - 06/15/2004

NYLIFE SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/03/2020

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/13/2007

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 09/30/2020

Series 7TO - General Securities Representative Examination

BC

Issued 12/21/2001

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael Robert Vincent.
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