Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Tomlin is a registered representative and investment advisor representative with Empower Advisory Group, LLC. Michael has been working in the securities industry since 2002 and has a broad range of experience in financial planning, portfolio management, and investment advisory services. Michael holds the Series 6, 7, 63, 65, and 66 securities licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
11/22/2023 - Present
Empower Advisory Group, LLC (CONGERS NY)
NJ
12/24/2018 - 04/04/2022
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)
MA
07/14/2016 - 09/05/2018
MML DISTRIBUTORS, LLC (SPRINGFIELD MA)
CT
09/17/2010 - 05/18/2016
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC (SHELTON CT)
CT
11/16/2009 - 09/09/2010
CHASE INVESTMENT SERVICES CORP. (GREENWICH CT)
CT
04/10/2001 - 03/18/2009
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC (STAMFORD CT)
BOTH
Issued 11/20/2023
Series 66 - Uniform Combined State Law Examination
IA
Issued 09/21/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/04/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/05/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/26/2002
Series 7 - General Securities Representative Examination
BC
Issued 04/09/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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