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Michael Robert Stanton

Piper Sandler & Co.

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About Michael Robert Stanton

Michael Stanton is a registered representative with Piper Sandler & Co. based in Red Bank, NJ. Michael has over 17 years of experience in the financial services industry, specializing in investment banking. Michael previously worked at Morgan Stanley & Co. LLC and Morgan Stanley. Michael is a Series 7, 24, 57 and 79 licensed professional. Michael holds a Series 63 license and is registered in California, Connecticut, New Jersey, New York, and Pennsylvania. Michael’s firm, Piper Sandler & Co. is a leading investment bank and financial services firm with a strong track record of success in a variety of industries.

Firm Information

Michael Stanton is currently registered with Piper Sandler & Co.. Piper Sandler & Co. is a corporation headquartered in Minneapolis, Minnesota, that was formed on July 28, 1969. The firm provides analytical reports and public finance consulting program services, and manages portfolios for businesses. The firm has a total of 1,359 registered representatives and 24 investment adviser representatives, and manages approximately $1 billion to $10 billion in assets.
Piper Sandler & Co.

800 NICOLLET MALL

MINNEAPOLIS, MN 55402-7020

$1.58B

Assets Under Management

21

Total Clients

809

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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analytical reports/public finance consulting program

Analytical reports/public finance consulting program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Michael Stanton’s Registration & Firm History

NJ

09/01/2021 - Present

Piper Sandler & Co. (Red Bank NJ)

NY

09/08/2016 - 09/15/2021

MORGAN STANLEY & CO. LLC (NEW YORK NY)

NY

06/01/2009 - 12/18/2017

MORGAN STANLEY (New York NY)

NY

04/02/2007 - 06/01/2009

MORGAN STANLEY & CO. INCORPORATED (NEW YORK NY)

NY

04/10/2006 - 04/02/2007

MORGAN STANLEY DW INC. (PURCHASE NY)

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Licenses & Designations

BC

Issued 06/02/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/06/2023

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 12/17/2018

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/07/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Michael Robert Stanton.
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