Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Robert Sherry is a financial professional with over 10 years of experience in the securities industry. Michael currently holds Series 7, 24, 55, 57TO, 63, and 99TO licenses and is registered in Massachusetts, New York, Texas and Utah. Michael is currently employed with Fidelity Brokerage Services LLC and has previously been employed with CARTA Capital Markets, LLC, IEX Services LLC, Northwestern Mutual Investment Services, LLC, and BGC Financial, L.P.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
08/18/2022 - Present
Fidelity Brokerage Services LLC (ROCKVILLE CENTRE NY)
NY
05/10/2021 - 07/15/2022
CARTA CAPITAL MARKETS, LLC (NEW YORK NY)
NY
07/15/2015 - 09/30/2019
IEX SERVICES LLC (New York NY)
NY
09/04/2014 - 01/22/2015
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (NEW YORK NY)
NY
03/05/2012 - 07/08/2014
BGC FINANCIAL, L.P. (NEW YORK NY)
BC
Issued 06/08/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/31/2016
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/03/2015
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/02/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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