Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Rose is a financial advisor at LPL Financial LLC. Michael has been in the financial services industry since 2001 and is registered to provide investment advice in 21 states. Michael's professional experience includes previous roles at Allstate Financial Services, LLC, Quest Capital Strategies, Inc., Wells Fargo Investments, LLC, BancWest Investment Services, Inc., Linsco/Private Ledger Corp. and Edward Jones. Michael holds a Series 63, Series 66, Series 7 and SIE license. Michael Rose Financial Services Inc. is a non-variable insurance company. Michael R Rose Wealth Management is a DBA for the LPL business.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NM
08/16/2021 - Present
LPL Financial LLC (ALBUQUERQUE NM)
NM
05/09/2007 - 03/02/2021
ALLSTATE FINANCIAL SERVICES, LLC (Albuquerque NM)
CA
08/09/2006 - 04/26/2007
QUEST CAPITAL STRATEGIES, INC. (LAGUNA HILLS CA)
NM
12/01/2005 - 07/17/2006
WELLS FARGO INVESTMENTS, LLC (BELEN NM)
NM
09/27/2004 - 11/28/2005
BANCWEST INVESTMENT SERVICES, INC. (ALBUQUERQUE NM)
SC
04/21/2003 - 09/02/2004
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
MO
07/17/2001 - 04/23/2003
EDWARD JONES (ST. LOUIS MO)
BOTH
Issued 06/18/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/19/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/16/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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