Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Robert Osgood is a registered representative with LPL Financial LLC. Michael has been in the financial services industry since 2007 and is licensed to provide investment advice in multiple states. Michael has experience with CUNA Brokerage Services, Inc., PrimeVest Financial Services, Inc., Morgan Stanley Smith Barney, and Edward Jones. Michael holds the Series 66, Series 7 and SIE licenses and provides investment advisory services including portfolio management for individuals, financial planning, consulting and other non-discretionary advisory services, educational seminars, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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IA
04/26/2022 - Present
LPL Financial LLC (DUBUQUE IA)
IA
02/26/2013 - 12/02/2015
CUNA BROKERAGE SERVICES, INC. (WEST DES MOINES IA)
IA
09/09/2011 - 04/25/2012
PRIMEVEST FINANCIAL SERVICES, INC. (CLIVE IA)
IA
06/07/2010 - 09/09/2011
MORGAN STANLEY SMITH BARNEY (DES MOINES IA)
IA
11/19/2007 - 03/15/2010
EDWARD JONES (IOWA FALLS IA)
BOTH
Issued 02/07/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/16/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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