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Michael Robert Neumann

Transamerica Financial Advisors, Inc.

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About Michael Robert Neumann

Michael Neumann is a financial advisor with Transamerica Financial Advisors, Inc. Michael has over 30 years of experience in the financial services industry and is registered to provide investment advice in Oregon and Texas. Michael has held licenses and registrations in various states including California, Colorado, Florida, Montana, Nevada, Oregon, Texas, Utah and Washington. He has a strong background in portfolio management and provides a range of services to individuals, including financial planning, selection of other advisors, and portfolio management. Michael's previous experience includes positions with World Group Securities, Inc., WMA Securities, Inc., and Intersecurities, Inc.

Firm Information

Michael Neumann is currently registered with Transamerica Financial Advisors, Inc.. Transamerica Financial Advisors, Inc. is a registered investment advisor with over 1,100 investment advisor representatives, managing $1 billion to $10 billion in client assets. The firm offers a range of services, including portfolio management for individuals, selection of other advisors, and wrap fee program participation. It has been in business since 1984 and is headquartered in St. Petersburg, FL. The firm serves a diverse clientele, including individuals, high-net-worth individuals, pension plans, corporations, charitable organizations, and other institutions.
Transamerica Financial Advisors, Inc.

570 CARILLON PARKWAY

ST PETERSBURG, FL 33716-1202

$1.62B

Assets Under Management

Not reported

Total Clients

2,487

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Michael Neumann’s Registration & Firm History

OR

01/25/2017 - Present

Transamerica Financial Advisors, Inc. (PORTLAND OR)

OR

04/12/2002 - 01/06/2012

WORLD GROUP SECURITIES, INC. (PORTLAND OR)

GA

06/06/1994 - 04/12/2002

WMA SECURITIES, INC. (DULUTH GA)

FL

06/26/1992 - 06/06/1994

INTERSECURITIES, INC. (ST. PETERSBURG FL)

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Licenses & Designations

IA

Issued 05/17/2005

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/18/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/24/1994

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/25/1992

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Michael Robert Neumann. Review regulatory record here.
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