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Michael Robert MacChiarola

THE Leaders Group, Inc.

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About Michael Robert MacChiarola

Michael MacChiarola is a financial professional with over 25 years of experience in the securities industry. Michael is currently registered with The Leaders Group, Inc., located in Summit, NJ. Michael has been a registered representative since 1997 and has held licenses with several prominent firms including Robert W. Baird & Co. Incorporated, Bloomberg Tradebook LLC, Cantor Fitzgerald & Co., and Jefferies & Company, Inc. Michael's experience and commitment to providing personalized financial guidance are evident in his dedication to client satisfaction.

Firm Information

Michael MacChiarola is currently registered with THE Leaders Group, Inc.. THE Leaders Group, Inc. is a Corporation registered in 52 states and the District of Columbia, with an approved SEC registration. Formed on July 14, 1994, the firm has a history of providing financial services.

Not reported

Assets Under Management

Not reported

Total Clients

854

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael MacChiarola’s Registration & Firm History

NJ

10/06/2023 - Present

THE Leaders Group, Inc. (Summit NJ)

NJ

02/14/2020 - 10/11/2023

SIMPLICITY FINANCIAL INVESTMENT SERVICES, INC. (SUMMIT NJ)

NY

02/20/2018 - 04/24/2019

ROBERT W. BAIRD & CO. INCORPORATED (New York NY)

NY

04/01/2010 - 11/28/2017

BLOOMBERG TRADEBOOK LLC (NEW YORK NY)

NY

07/07/2009 - 03/17/2010

M.J. WHITMAN LLC (NEW YORK NY)

NJ

08/10/2005 - 06/11/2009

CANTOR FITZGERALD & CO. (SUMMIT NJ)

NY

04/02/1997 - 08/08/2005

JEFFERIES & COMPANY, INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/26/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/13/2015

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 04/01/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Michael Robert MacChiarola. Review regulatory record here.
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