Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Robert Larocco is a registered representative with Brean Capital, LLC. Michael has been in the securities industry since August 7, 1997. Michael holds the Series 7, Series 63, and SIE licenses. Michael is registered to sell securities in 27 states. Michael has been registered with Brean Capital, LLC since July 17, 2012. Before joining Brean Capital, LLC, Michael worked at Gleacher & Company Securities, Inc., Broadpoint Descap, and Cantor Fitzgerald Securities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
07/17/2012 - Present
Brean Capital, LLC (Uniondale NY)
NY
10/16/2008 - 06/08/2012
GLEACHER & COMPANY SECURITIES, INC. (NEW YORK NY)
NY
01/04/2000 - 10/16/2008
BROADPOINT DESCAP (NEW YORK NY)
NY
07/01/1997 - 01/07/2000
CANTOR FITZGERALD SECURITIES (NEW YORK NY)
BC
Issued 07/21/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/13/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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