Invested Better
Unclaimed

Unclaimed

Unclaimed

Michael Robert Hodges

Riversource Distributors, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Michael? Claim Your Profile

About Michael Robert Hodges

Michael Robert Hodges is a financial advisor with Riversource Distributors, Inc. Michael has been in the financial services industry since August 2002. Michael is licensed to sell securities in 42 states. Michael is a Registered Principal and holds FINRA Series 6, 7, 24, and 63 licenses and the SIE exam.

Firm Information

Michael Hodges is currently registered with Riversource Distributors, Inc.. Riversource Distributors, Inc. is a corporation formed on December 9, 2005, and is registered to operate in all 50 states, as well as Puerto Rico and the District of Columbia. The firm has been approved by the SEC and has been subject to two regulatory events and one arbitration claim.

Not reported

Assets Under Management

Not reported

Total Clients

144

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Michael Hodges’s Registration & Firm History

MN

01/01/2007 - Present

Riversource Distributors, Inc. (Minneapolis MN)

MN

08/29/2002 - 01/01/2007

AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)

Not sure if Michael Robert Hodges is right for you?

Licenses & Designations

BC

Issued 09/30/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/27/2007

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/06/2007

Series 7 - General Securities Representative Examination

BC

Issued 08/28/2002

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael Robert Hodges.
Not sure if Michael Robert Hodges is right for you?