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Michael Robert Herron

Lion Street Financial, LLC

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About Michael Robert Herron

Michael Robert Herron is a financial advisor at Lion Street Financial, LLC. Michael has been in the financial services industry since 1996. He previously worked at J.P. Morgan Securities LLC and First Republic Securities Company, LLC. Michael is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 7TO, Series 63, and Series 6 licenses. Michael is registered with the following states: California, Florida, Georgia, Minnesota, New Jersey, New York, Oregon, Pennsylvania, Texas, and Washington.

Firm Information

Michael Herron is currently registered with Lion Street Financial, LLC. Lion Street Financial, LLC is a Limited Liability Company formed in January 2022 and is registered to provide advisory services in all 50 states, the District of Columbia, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

137

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Herron’s Registration & Firm History

TX

08/13/2024 - Present

Lion Street Financial, LLC (AUSTIN TX)

WA

09/29/2023 - 08/01/2024

J.P. MORGAN SECURITIES LLC (Bellevue WA)

WA

09/30/2015 - 09/29/2023

FIRST REPUBLIC SECURITIES COMPANY, LLC (Bellevue WA)

WA

12/10/2012 - 09/22/2015

NFP ADVISOR SERVICES, LLC (SEATTLE WA)

CA

10/11/2010 - 11/06/2012

MMC SECURITIES CORP. (WOODLAND HILLS CA)

CA

08/17/2009 - 11/01/2010

INTERLINK SECURITIES CORP. (WOODLAND HILLS CA)

CA

11/12/2007 - 06/30/2009

P.J. ROBB VARIABLE CORPORATION (WOODLAND HILLS CA)

CO

07/20/2004 - 10/31/2007

THE LEADERS GROUP, INC. (LITTLETON CO)

CT

03/18/1996 - 07/22/2004

HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)

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Licenses & Designations

BC

Issued 06/05/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/06/2023

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/15/1996

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael Robert Herron.
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