Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Robert Harvey is a financial advisor registered with Strategic Financial Concepts, LLC. Michael is based in Round Rock, TX. Michael has over 20 years of experience in the financial services industry. Michael is also registered with the state of Texas. Prior to working at Strategic Financial Concepts, LLC, Michael worked at ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC, NATIONWIDE INVESTMENT SERVICES CORPORATION, COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC., COLUMBIA MANAGEMENT DISTRIBUTORS, INC., and PLANCO FINANCIAL SERVICES, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
General consulting and business planning services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Retainer fees
1
2
TX
10/23/2018 - Present
Strategic Financial Concepts, LLC (Round Rock TX)
NY
12/17/2014 - 07/13/2016
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC (NEW YORK NY)
OH
03/04/2013 - 12/04/2014
NATIONWIDE INVESTMENT SERVICES CORPORATION (COLUMBUS OH)
MA
05/01/2010 - 07/10/2012
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC. (BOSTON MA)
MA
08/19/2003 - 05/01/2010
COLUMBIA MANAGEMENT DISTRIBUTORS, INC. (BOSTON MA)
CT
11/17/2000 - 08/20/2003
PLANCO FINANCIAL SERVICES, INC. (HARTFORD CT)
NC
09/09/1997 - 06/06/2000
EVERGREEN INVESTMENT SERVICES, INC. (CHARLOTTE NC)
BOTH
Issued 11/30/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/29/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/23/1999
Series 7 - General Securities Representative Examination
BC
Issued 09/05/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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