Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Robert Finnie is an active financial advisor licensed in Virginia. Michael has been in the industry since 1991. Michael is registered with Aegis Capital Corp and has been with the firm since 2023. Previously, Michael was with LPL Financial LLC, J.W. COLE FINANCIAL, INC., Securities America, Inc., Raymond James Financial Services, Inc., A. G. Edwards & Sons, Inc., First Union Brokerage Services, Inc., Signet Financial Services,INC., H.J. Meyers & Co., Inc., and F.N. Wolf & Co., Inc. Michael is a Registered Representative (Series 7) and a General Securities Principal (Series 24), and has passed the Uniform Securities Agent State Law Examination (Series 63), and the Uniform Investment Adviser Law Examination (Series 65). Michael has specializations in Investment advisory, Securities brokerage, Mutual funds, and Variable contracts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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VA
03/08/2023 - Present
Aegis Capital Corp. (Powhatan VA)
SC
04/07/2022 - 02/22/2023
LPL FINANCIAL LLC (FORT MILL SC)
VA
07/26/2018 - 04/11/2022
J.W. COLE FINANCIAL, INC. (Midlothian VA)
VA
12/17/2010 - 08/01/2018
SECURITIES AMERICA, INC. (ALEXANDRIA VA)
VA
11/14/2001 - 12/21/2010
RAYMOND JAMES FINANCIAL SERVICES, INC. (RICHMOND VA)
MO
09/13/2000 - 11/15/2001
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NC
01/01/1998 - 09/08/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
NC
04/15/1996 - 01/01/1998
SIGNET FINANCIAL SERVICES,INC. (CHARLOTTE NC)
NY
03/10/1994 - 03/08/1996
H.J. MEYERS & CO., INC. (ROCHESTER NY)
NA
01/30/1991 - 03/15/1994
F.N. WOLF & CO., INC.
IA
Issued 04/16/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/05/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/13/1994
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/29/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE Arca, Inc.
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