Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Robert Finley is a financial professional with over 15 years of experience in the securities industry. Michael has been registered with CU Investment Solutions LLC since March 2013. Prior to that, Michael was registered with Stone & Youngberg LLC from April 2007 to April 2011. Michael holds the Series 3, Series 7, and SIE licenses. Michael is currently active as a registered representative in Kansas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Non discretionary investment advisory for institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
1
2
KS
03/29/2013 - Present
CU Investment Solutions LLC (OVERLAND PARK KS)
IL
04/19/2007 - 04/18/2011
STONE & YOUNGBERG LLC (CHICAGO IL)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/18/2007
Series 7 - General Securities Representative Examination
BC
Issued 03/06/1989
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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