Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Ferconio is an active investment advisor representative with Raymond James & Associates, Inc. Michael has been working in the financial services industry since November 5, 1987 and is registered with FINRA. Michael's current location is in the Chicago office of Raymond James & Associates, Inc.. Michael has previously held positions with UBS Financial Services Inc, Barclays Capital Inc, Lehman Brothers Inc, Bear, Stearns & Co. Inc, DB Alex. Brown LLC, Alex. Brown & Sons Incorporated, PaineWebber Incorporated, Smith Barney Shearson Inc and E. F. Hutton & Company Inc. Michael has been registered in 14 states with the following licenses: Series 3, Series 7, Series 63, Series 65 and SIE. Michael has experience with a variety of clients, including individuals, high-net-worth individuals, corporations, insurance companies, pension and profit sharing plans, charitable organizations, and banking or thrift institutions. Michael offers financial planning, portfolio management, and pension consulting services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
06/29/2020 - Present
Raymond James & Associates, Inc. (Chicago IL)
IL
02/27/2009 - 04/10/2020
UBS FINANCIAL SERVICES INC. (CHICAGO IL)
IL
09/22/2008 - 03/09/2009
BARCLAYS CAPITAL INC. (CHICAGO IL)
IL
05/18/2004 - 09/22/2008
LEHMAN BROTHERS INC. (CHICAGO IL)
NY
05/30/2001 - 05/27/2004
BEAR, STEARNS & CO. INC. (NEW YORK NY)
MD
09/01/1997 - 03/16/2000
DB ALEX. BROWN LLC (BALTIMORE MD)
NA
05/02/1997 - 09/01/1997
ALEX. BROWN & SONS INCORPORATED
NJ
03/11/1994 - 04/28/1997
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
07/31/1993 - 03/08/1994
SMITH BARNEY SHEARSON INC. (NEW YORK NY)
NY
04/11/1988 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
08/19/1986 - 04/11/1988
E. F. HUTTON & COMPANY INC
IA
Issued 07/24/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/20/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/08/1986
Series 3 - National Commodity Futures Examination
BC
Issued 08/16/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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