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Michael Robert Ellsworth

CF Secured, LLC

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About Michael Robert Ellsworth

Michael Ellsworth has been in the financial industry since December 1996 and is currently associated with CF Secured, LLC and Cantor Fitzgerald & Co.. Michael has held previous positions at Barclays Capital Inc., Lehman Brothers Inc., Lehman Government Securities Inc. and Lehman Special Securities Inc.. Michael has a Series 63, Series 24, Series 99TO, SIE and Series 7 licenses. Michael is registered in 52 states and the District of Columbia.

Firm Information

Michael Ellsworth is currently registered with CF Secured, LLC. CF Secured, LLC is a Limited Liability Company formed on September 16, 2016, registered in all 50 states and the District of Columbia. The firm is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

17

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Ellsworth’s Registration & Firm History

NJ

05/17/2017 - Present

CF Secured, LLC (SUMMIT NJ)

NY

09/22/2008 - 08/15/2014

BARCLAYS CAPITAL INC. (NEW YORK NY)

NY

05/04/1994 - 09/22/2008

LEHMAN BROTHERS INC. (NEW YORK NY)

NA

05/04/1994 - 10/23/1995

LEHMAN GOVERNMENT SECURITIES INC.

NA

05/04/1994 - 07/18/1994

LEHMAN SPECIAL SECURITIES INC.

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Licenses & Designations

BC

Issued 05/02/2017

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/02/2019

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/26/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE Arca, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Michael Robert Ellsworth.
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