Unclaimed
Michael Ellsworth has been in the financial industry since December 1996 and is currently associated with CF Secured, LLC and Cantor Fitzgerald & Co.. Michael has held previous positions at Barclays Capital Inc., Lehman Brothers Inc., Lehman Government Securities Inc. and Lehman Special Securities Inc.. Michael has a Series 63, Series 24, Series 99TO, SIE and Series 7 licenses. Michael is registered in 52 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
05/17/2017 - Present
CF Secured, LLC (SUMMIT NJ)
NY
09/22/2008 - 08/15/2014
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
05/04/1994 - 09/22/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
05/04/1994 - 10/23/1995
LEHMAN GOVERNMENT SECURITIES INC.
NA
05/04/1994 - 07/18/1994
LEHMAN SPECIAL SECURITIES INC.
BC
Issued 05/02/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/02/2019
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/26/1994
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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