Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Dunn is a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Inc. Michael has been in the financial services industry since 1987. Michael is registered with the state of Rhode Island, Connecticut, and Texas as an investment advisor. Michael is also registered with the state of California, Connecticut, Florida, Maine, Massachusetts, New Hampshire, New Jersey, New York, Rhode Island, Texas and Vermont as a broker. Michael holds the Series 7, Series 63 and Series 65 licenses and is a Certified Financial Planner. Michael has experience providing financial planning, portfolio management, and pension consulting services to a wide range of clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
RI
07/27/2017 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NORTH KINGSTOWN RI)
MA
01/08/2010 - 07/06/2017
NYLIFE SECURITIES LLC (HYANNIS MA)
MA
03/28/2007 - 09/26/2007
NEW ENGLAND SECURITIES (WALTHAM MA)
PA
07/22/2002 - 04/04/2005
PFG DISTRIBUTION COMPANY (PHILADELPHIA PA)
MA
05/31/2000 - 05/22/2002
SUN LIFE OF CANADA (U.S.) DISTRIBUTORS, INC. (WELLESLEY HILLS MA)
NY
12/19/1991 - 05/02/2000
NEW ENGLAND SECURITIES (NEW YORK NY)
NA
04/06/1989 - 12/17/1991
NEW ENGLAND SECURITIES
NA
03/09/1988 - 04/03/1989
FSC SECURITIES CORPORATION
NA
12/27/1983 - 03/15/1988
CONSOLIDATED INVESTMENT SERVICES, INC.
NA
05/05/1982 - 11/04/1983
FINANCIAL PLANNERS EQUITY CORPORATION
IA
Issued 06/07/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/26/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/20/1982
Series 7 - General Securities Representative Examination
Active
Inactive
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