Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Robert Dressen is an experienced financial professional with over 20 years of experience in the industry. Michael is currently a registered representative with RBC Capital Markets, LLC, having joined the firm in 2017. Prior to that, Michael was a registered representative with U.S. Bancorp Investments, Inc., from 2015 to 2017. Michael has a diverse background, having also worked for Hartford Funds Distributors, LLC, Hartford Equity Sales Company Inc., and Hartford Securities Distribution Company, Inc. Michael is a licensed agent, having passed both the Series 63 Uniform Securities Agent State Law Examination and the Series 7 General Securities Representative Examination. Michael holds several other licenses, including Series 24, 26, and 51. Michael specializes in a variety of investment services including financial planning, portfolio management for individuals and businesses, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MN
01/09/2017 - Present
RBC Capital Markets, LLC (MINNEAPOLIS MN)
MN
08/19/2015 - 01/18/2017
U.S. BANCORP INVESTMENTS, INC. (MINNEAPOLIS MN)
MN
01/27/2006 - 03/17/2015
HARTFORD FUNDS DISTRIBUTORS, LLC (WOODBURY MN)
MN
04/12/2010 - 02/14/2013
HARTFORD EQUITY SALES COMPANY INC. (WOODBURY MN)
MN
03/24/2009 - 02/06/2013
HARTFORD SECURITIES DISTRIBUTION COMPANY, INC. (WOODBURY MN)
IL
02/26/2001 - 08/19/2005
STATE FARM VP MANAGEMENT CORP. (BLOOMINGTON IL)
BC
Issued 03/02/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/23/2017
Series 24 - General Securities Principal Examination
BC
Issued 04/03/2008
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 09/11/2007
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/26/2017
Series 7 - General Securities Representative Examination
BC
Issued 02/23/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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