Unclaimed
Michael Dennehy is a financial professional with over 20 years of experience in the industry. Michael is currently registered with Calamos Financial Services LLC. Prior to joining Calamos Financial Services LLC, Michael was with Ceros Financial Services, Inc., OppenheimerFunds Distributor, Inc., Old Mutual Investment Partners, MWAM Distributors, LLC, Charles Schwab & Co., Inc., Managers Distributors, Inc., State Street Global Markets, LLC, Russell Fund Distributors, Inc., and Scudder Investor Services, Inc. Michael holds a Series 6, Series 7, Series 24 and Series 63 licenses and has passed the Series 3 and SIE exams. Michael is registered in 22 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
12/05/2022 - Present
Calamos Financial Services LLC (New York NY)
MD
03/05/2021 - 01/27/2022
CEROS FINANCIAL SERVICES, INC. (ROCKVILLE MD)
NY
07/21/2011 - 05/27/2019
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (NEW YORK NY)
MA
02/22/2010 - 07/11/2011
OLD MUTUAL INVESTMENT PARTNERS (BOSTON MA)
CA
04/23/2007 - 01/26/2010
MWAM DISTRIBUTORS, LLC (LOS ANGELES CA)
MA
03/24/2004 - 04/16/2007
CHARLES SCHWAB & CO., INC. (BOSTON MA)
CT
11/06/2003 - 02/24/2004
MANAGERS DISTRIBUTORS, INC. (STAMFORD CT)
MA
02/28/2002 - 09/10/2002
STATE STREET GLOBAL MARKETS, LLC (BOSTON MA)
WA
01/16/1997 - 02/28/2002
RUSSELL FUND DISTRIBUTORS, INC. (SEATTLE WA)
NY
07/01/1993 - 05/22/1996
SCUDDER INVESTOR SERVICES, INC. (NEW YORK NY)
BC
Issued 05/27/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/16/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/26/2013
Series 3 - National Commodity Futures Examination
BC
Issued 12/21/1998
Series 7 - General Securities Representative Examination
BC
Issued 06/30/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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