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Michael Robert Carter

Newedge Securities, Inc.

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About Michael Robert Carter

Michael Robert Carter is a financial advisor registered with Newedge Securities, Inc. in Pennsylvania. Michael has been in the financial services industry since May 2019 and is a Series 7TO, Series 57TO and Series 63 licensed representative. Michael's experience includes securities trading and investment advisory services.

Firm Information

Michael Carter is currently registered with Newedge Securities, Inc.. Newedge Securities, Inc. is a Corporation formed on December 14, 1981. The firm is registered with the SEC and in 53 states. Newedge Securities, Inc. has a history of disclosures including 7 Regulatory Events, 1 Civil Event, and 3 Arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

68

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Carter’s Registration & Firm History

PA

05/10/2019 - Present

Newedge Securities, Inc. (PITTSBURGH PA)

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Licenses & Designations

BC

Issued 06/18/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/22/2021

Series 57TO - Securities Trader Exam

BC

Issued 05/10/2019

Series 7TO - General Securities Representative Examination

BC

Issued 02/09/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Michael Robert Carter.
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