Unclaimed
Michael Bruce is a financial professional in King of Prussia, Pennsylvania. Michael is currently registered with Northwestern Mutual Investment Services, LLC and has been in the industry since December 16, 2022. Previously, Michael was registered with Cetera Advisor Networks LLC in Blue Bell, Pennsylvania. Michael has passed the Series 7TO, SIE, and Series 66 exams. Michael's professional experience includes working for Customers Bank, Gwynedd Mercy University, Mooney Insurance Brokers, Mark Ziegler State Farm, Leslie Intrieri Allstate, and Northwestern Mutual Investment Services, LLC. Michael is currently registered in Pennsylvania as a Broker/Dealer and Investment Advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
PA
11/10/2023 - Present
Northwestern Mutual Investment Services, LLC (KNG OF PRUSSIA PA)
PA
04/23/2022 - 03/16/2023
CETERA ADVISOR NETWORKS LLC (BLUE BELL PA)
BOTH
Issued 05/16/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/22/2022
Series 7TO - General Securities Representative Examination
BC
Issued 04/02/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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