Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Rivero is a financial advisor with LPL Financial LLC and LPL Enterprise, LLC, located in Fort Mill, South Carolina. Michael has been in the financial industry since 2017. Michael holds the Series 6, 7TO, and 63 licenses. Michael has experience with Prudential Investment Management Services LLC, PRUCO SECURITIES, LLC. Michael specializes in working with individuals, businesses, and institutions. Michael provides financial planning, portfolio management, and other advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
SC
07/17/2024 - Present
LPL Financial LLC (FORT MILL SC)
TX
02/08/2019 - 06/06/2024
PRUCO SECURITIES, LLC. (HOUSTON TX)
NJ
11/30/2018 - 02/12/2019
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)
TX
09/11/2017 - 11/21/2018
PRUCO SECURITIES, LLC. (El Paso TX)
BC
Issued 10/09/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/01/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/11/2017
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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