Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Richard Tormey has been in the financial services industry since 1990 and is currently registered as an Investment Advisor Representative with LPL Financial LLC in New Jersey. Michael has extensive experience working with a variety of clients, including individuals, high-net-worth individuals, corporations, and pension plans. Michael is committed to providing personalized financial advice and guidance to help his clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
04/14/2023 - Present
LPL Financial LLC (BASKING RIDGE NJ)
NJ
02/02/2022 - 04/21/2023
RAYMOND JAMES FINANCIAL SERVICES, INC. (Fair Haven NJ)
NJ
03/23/2016 - 01/25/2022
SANTANDER SECURITIES LLC (Toms River NJ)
NJ
06/14/2012 - 03/30/2016
PARK AVENUE SECURITIES LLC (COLTS NECK NJ)
NJ
01/08/2008 - 06/07/2012
AXA ADVISORS, LLC (WALL NJ)
NY
05/20/1996 - 08/20/2007
TRADITION ASIEL SECURITIES INC. (NEW YORK NY)
NY
10/13/1995 - 05/08/1996
LIBERTY BROKERS (NEW YORK NY)
NY
11/29/1994 - 05/02/1996
PATRIOT SECURITIES, INC. (NEW YORK NY)
NY
07/28/1993 - 10/21/1994
R.J. KROSS ASSOC. LTD. (NEW YORK NY)
NY
11/18/1986 - 05/08/1990
DAIWA SECURITIES AMERICA INC. (NEW YORK NY)
IA
Issued 12/11/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/11/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/27/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Michael Tormey is the right advisor for you? Invested Better is here to help.
