Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Sima is an investment advisor representative with Cambridge Investment Research Advisors, Inc. Michael has been in the financial services industry since 2008. Michael holds Series 7, 63, and 65 licenses as well as the SIE designation. Michael has previously been registered with Pruco Securities, LLC., Meeder Investment Management, Inc., NYLIFE Securities LLC, AXA Advisors, LLC, Lincoln Financial Advisors Corporation, Morgan Stanley and Citigroup Global Markets Inc. Michael is currently registered in Alabama, California, Florida, North Carolina, Ohio, and West Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
OH
07/23/2020 - Present
Cambridge Investment Research Advisors, Inc. (Grove City OH)
OH
09/20/2018 - 07/23/2020
PRUCO SECURITIES, LLC. (COLUMBUS OH)
OH
03/01/2018 - 04/05/2018
MEEDER INVESTMENT MANAGEMENT, INC. (DUBLIN OH)
OH
05/07/2015 - 06/30/2017
NYLIFE SECURITIES LLC (COLUMBUS OH)
OH
02/24/2015 - 04/15/2015
AXA ADVISORS, LLC (COLUMBUS OH)
OH
09/23/2013 - 01/15/2015
LINCOLN FINANCIAL ADVISORS CORPORATION (COLUMBUS OH)
OH
06/01/2009 - 09/16/2013
MORGAN STANLEY (COLUMBUS OH)
OH
03/15/2007 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (COLUMBUS OH)
IA
Issued 12/04/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/13/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/14/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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