Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Richard Schwartz is a financial advisor registered with Cetera Investment Advisers LLC. Michael has been in the financial services industry for over 15 years. Michael is registered to offer investment advisory services in Minnesota. Michael has experience working with individuals, high net worth individuals, pension and profit-sharing plans, corporations, and charitable organizations. Michael is licensed to provide financial planning services, portfolio management services for individuals and businesses, and pension consulting.
WOODBURY, MN
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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MN
06/29/2023 - Present
Cetera Investment Advisers LLC (WOODBURY MN)
MN
11/29/2017 - 05/17/2019
LPL FINANCIAL LLC (WHITE BEAR LAKE MN)
MN
12/23/2015 - 11/29/2017
INVESTMENT CENTERS OF AMERICA, INC. (white bear lake MN)
MN
07/01/2008 - 01/04/2016
PRINCOR FINANCIAL SERVICES CORPORATION (LAKE ELMO MN)
BC
Issued 7/3/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 6/30/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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