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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Richard Oster is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Michael has over 30 years of experience in the financial industry and holds licenses in 53 states. Michael has Series 3, 7, 9, 10, 31, 63, and 65 securities licenses. Michael also holds a Series 63 securities license. Michael has experience in a variety of financial services, including portfolio management for individuals and businesses, pension consulting, and educational seminars. Michael's clients include individuals, corporations, insurance companies, charitable organizations, and pension and profit-sharing plans. Michael's firm manages over $1 trillion in assets.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
08/13/2007 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (OAKLAND CA)
IA
Issued 12/14/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/16/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/21/2015
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/24/2015
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/31/2015
Series 3 - National Commodity Futures Examination
BC
Issued 04/02/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 06/08/1993
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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