Unclaimed
Michael Oberjohann is a registered representative with MM Ascend Life Investor Services, LLC. Michael is based in Cincinnati, OH and has been in the industry since March 2004. He holds the Series 6, SIE and Series 63 licenses. Michael's firm provides financial services to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Maintaining registration but not actively providing advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Maintaining registration but not serving clients
1
2
OH
03/12/2004 - Present
MM Ascend Life Investor Services, LLC (CINCINNATI OH)
BC
Issued 07/26/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/11/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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