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Michael Richard McGahan

Wells Fargo Clearing Services, LLC

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About Michael Richard McGahan

Michael McGahan is a financial advisor with over 25 years of experience in the industry. Michael currently works for Wells Fargo Clearing Services, LLC and has a Series 7, 6, 63, and 66 license. Michael has previously worked for PNC INVESTMENTS, ROYAL ALLIANCE ASSOCIATES, INC., CAP PRO BROKERAGE SERVICES, INC., THE LEADERS GROUP, INC., NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC, ROBERT W. BAIRD & CO. INCORPORATED, METLIFE SECURITIES INC., METROPOLITAN LIFE INSURANCE COMPANY, PHILIPS, APPEL & WALDEN, INC., SWARTWOOD, HESSE INC., and MONVEST SECURITIES, INC.

Firm Information

Michael McGahan is currently registered with Wells Fargo Clearing Services, LLC. Wells Fargo Clearing Services, LLC is a Limited Liability Company formed in March 2003 and headquartered in St. Louis, Missouri. They offer a variety of investment advisory services, including financial planning, pension consulting, and portfolio management for individuals, businesses, and institutional clients. With over $10 billion to $50 billion in assets under management, the firm provides services to a diverse client base, including high-net-worth individuals, corporations, charitable organizations, pension plans, and state or municipal government entities. They are registered with the SEC and all 50 states.
Wells Fargo Clearing Services, LLC

ONE NORTH JEFFERSON AVENUE

ST. LOUIS, MO 63103-2205

$558.46B

Assets Under Management

5,927

Total Clients

17,168

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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investment consulting services to institutional clients

Investment consulting services to institutional clients

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Michael McGahan’s Registration & Firm History

NJ

03/09/2021 - Present

Wells Fargo Clearing Services, LLC (SUMMIT NJ)

NJ

04/29/2005 - 11/01/2018

PNC INVESTMENTS (SOUTH ORANGE NJ)

AZ

09/08/2003 - 12/19/2003

ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)

OH

06/05/2002 - 09/03/2003

CAP PRO BROKERAGE SERVICES, INC. (COLUMBUS OH)

CO

07/19/2001 - 06/06/2002

THE LEADERS GROUP, INC. (LITTLETON CO)

WI

10/29/1997 - 07/10/2001

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)

WI

10/29/1997 - 07/10/2001

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

MA

03/29/1996 - 06/19/1997

METLIFE SECURITIES INC. (SPRINGFIELD MA)

NY

03/29/1996 - 06/19/1997

METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)

NA

07/31/1987 - 02/02/1988

PHILIPS, APPEL & WALDEN, INC.

NA

04/01/1987 - 07/09/1987

SWARTWOOD, HESSE INC.

NA

12/17/1985 - 02/27/1987

MONVEST SECURITIES, INC.

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Licenses & Designations

BOTH

Issued 03/08/2021

Series 66 - Uniform Combined State Law Examination

BC

Issued 02/06/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/08/2001

Series 7 - General Securities Representative Examination

BC

Issued 01/12/1996

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BZX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are 2 public disclosures for Michael Richard McGahan. Review regulatory record here.
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