Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Richard Marino has been in the financial services industry since September 2001. Michael is currently registered with Ernst & Young Capital Advisors, LLC. Michael holds Series 63, SIE, Series 79, Series 87, Series 86 and Series 7 licenses and is registered to provide investment advisory services in 42 states. Michael has prior experience with STEPHENS and JOHNSON RICE & COMPANY L.L.C..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
07/07/2015 - Present
Ernst & Young Capital Advisors, LLC (HOUSTON TX)
TX
09/03/2009 - 10/14/2014
STEPHENS (HOUSTON TX)
LA
11/29/2000 - 08/13/2009
JOHNSON RICE & COMPANY L.L.C. (NEW ORLEANS LA)
BC
Issued 10/24/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/25/2015
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 02/28/2005
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 01/24/2005
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 11/27/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Michael Marino is the right advisor for you? Invested Better is here to help.
